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With the Compliance Explorer service comes the benefit of the accumulated
knowledge of the market surveillance professionals who design and implement
the alerts.
Heading our team are:
– Managing Director
- Andreas is an expert in capital markets and trading technologies
with a hands-on implementation focus and track record. He
has successfully led a number of technology implementation
projects in payments and trading infrastructure and applications,
expert systems, and related technologies.
- As Director for the Financial Services Sector at Electronic
Trading Concepts Pty Ltd, Andreas was responsible for all
projects of that company in the industry segment, focussing
on the application of new technologies on financial markets.
- Previously
as managing Director of DigiCash Pty Ltd, he led the
Asia / Pacific division of that company which deployed the
first Internet electronic cash system worldwide with a number
of major banks including amongst others Deutsche Bank, Credit
Suisse, Citibank.
- In addition to his implementation track record Andreas takes
a key interest
in capital markets research, specifically in the implementation
aspects of
international trading and payment networks, an area that was
the focus of
his PhD and a number of his publications.
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– Executive Director
- in 1993 Mike was a founding director of SMARTS ,
which is the world leader in the development and implementation
of market surveillance systems for stock exchanges and market
regulators.
- in 1994 Mike established the
Securities
Industry Research Centre of Asia-Pacific (SIRCA).
- Mike is currently the Professor of Capital Market Technologies
at the University of New South Wales, and is arguably the
world's leading researcher in market integrity.
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– Product
Manager
- Michael spent 9 years at the Market Surveillance
division of the Australian Stock Exchange. This included
6 years as an Investigations Analyst being directly involved
in many of the significant and high profile Australian
market investigations during the 1990s, and 3 years as Assistant
National Manager of Market Surveillance.
- Michael has worked for a number of Australian securities
dealers / stock-brokers as Compliance Manager or as a
consultant providing compliance services.
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